Fee-only Approach
East Rock Financial Services is a fee-only firm. We never accept sales commissions, nor do we pitch investment products that benefit us financially. We currently have a waiting list for new clients.
Comprehensive Financial Planning
East Rock does a comprehensive analysis of your financial situation and issues recommendations. We charge a flat fee between $3,750 and $4,750, depending on complexity. We will have a phone call with you, then give you a written quote. When we have capacity for new clients, we only accept those who are considering ongoing investment management.
Investment Management
East Rock provides direct investment management with ongoing monitoring and re-balancing of your portfolio. For new clients, fees are 0.75% per year for the first $1 million, 0.50% for the next $9 million, and 0.30% on amounts over $10 million. Ongoing financial planning and advice is included. We have a minimum quarterly fee of $4,000 for new clients.