East Rock Financial Services is a fee-only firm. We never accept sales commissions, nor do we pitch investment products that benefit us financially. We currently have a waiting list for new clients.
Comprehensive Financial Planning
East Rock does a comprehensive analysis of your financial situation and issues recommendations. We charge a flat fee between $3,750 and $4,750, depending on complexity. We will have a phone call with you, then give you a written quote. When we have capacity for new clients, we only accept those who are considering ongoing investment management.
East Rock provides direct investment management with ongoing monitoring and re-balancing of your portfolio. For new clients, fees are 0.75% per year for the first $1 million, 0.50% for the next $9 million, and 0.30% on amounts over $10 million. Ongoing financial planning and advice is included. We have a minimum quarterly fee of $3,000.